Compliance Made Easy
Making regulatory compliance easier for banks and financial institutions through sound and insightful guidance from senior compliance professionals, cutting edge compliance tools built on robust technologies and quality support to enhance effectiveness of compliance frameworks.
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Independent and Insightful Advice

An independent advisory/consultancy platform that will provide timely and insightful guidance and support to navigate increasingly complex regulatory requirements and expectations.

Team of Seasoned Professionals

At your disposal is an experienced team of professionals combining several decades of experience around financial service regulations and related adherence frameworks.

Robust
Technology

Increasingly looking to harness technology that drives efficiency, leverages data, creates functional sophistication in Compliance processes.

S E R V I C E S

Services We Provide

Regulatory Guidance

Insightful guidance and interpretation
of  regulations...

Compliance Support

We have created a platform to provide a one-stop, scalable, cost-efficient

Compliance Framework

Design and implementation of regulatory compliance...

Compliance Finishing School

The changing compliance landscape places an increasing and significant demands...

Compliance Technology & Tools

A holistic guidance cum workflow tool comprehensively covering the increasingly complex...

Compliance training support

We design, deliver and administer a structured, effective and ongoing...

Governance

Assistance in creating regulatory aligned structures and entities for launching new

Managing Compliance Through Technology

Compliance Matters, in association with KGISL (a global technology company offering information technology and business consulting services) is making life easier for banks and their compliance officers while navigating and complying with increasingly complex regulatory requirements and expectations. Our proven approach and the combined extensive industry experience bring to you, an innovative, sustainable, and cost-efficient approach to manage and mitigate compliance risks. Our cutting-edge, technology-driven solution helps in managing complex compliance processes end to end, it is also a value-added service providing insightful and detailed guidance on ongoing changes to regulatory requirements and expectations.

-An Introduction

A cloud based digital application designed to provide automated workflows and enriched information feeds that will help our clients to stay abreast of regulatory changes, understand and implement the new/changing requirements in a timely and efficient manner, create a comprehensive and user friendly repository of regulatory requirements and communications, conduct ongoing monitoring, testing and assurance over the compliance relevant controls, assess on an ongoing basis the compliance risk trends and keep management and regulators updated through management information dashboards and need based reporting utility. It is currently configured for the universe of regulations in India that impact banks and financial institutions.

A Compliance Management System

What Banks/Financial Institutions get from the service

Improved effectiveness and reduced cost of compliance

Better managed regulatory interface, reviews and remediation

Staying ahead of emerging compliance related risks

Effective compliance controls implementation

Substantial reduction in the manual/administrative overload

Improved assurance over effectiveness of the control framework

W E B I N A R

Webinar

Access the on-demand webinar to know more about:

 The changing roles of Compliance function Challenges in the dynamic regulatory environment How banks have responded to these challenges Technology in compliance – the way forward

More Webinar Coming Soon...

B L O G S

Blogs

Regulatory Compliance – Time to be smart about it?

Re-emerging from the gloomy banking and financial crisis of 2008, a lot changed across the world (as it will again in the aftermath of the …

Read More →

More Blogs Coming Soon...

A B O U T

About Us

Looking at an industry need (and an existing gap) for a credible and independent external advisor on regulatory compliance matters, Compliance Matters was launched as an independent Consultancy/Advisory on regulatory compliance to banks and other regulated financial service firms. The objective behind Compliance Matters is simply to make life easier for banks and their compliance officers while navigating and complying with increasingly complex regulatory requirements and expectations. Hence we look to be able to provide a whole host of support services that could range from providing sound and insightful advice, cutting edge compliance tools and reg-tech solutions to support services that lend scale to in-house compliance in all areas of designing, assessing and reviewing governance and control frameworks. Currently we are collaborating with a technology partner to launch a holistic guidance cum workflow tool comprehensively covering the Compliance process/lifecycle. The idea is to develop a solutions platform that will work across different regulatory requirements that requires ensuring compliance framework, controls, risk management, assurance, reviews and reporting. We are trying to assist some banks facing ongoing regulatory criticism/scrutiny to reassess, review and overhaul their adherence processes in key regulatory areas. We are now open to supporting in house risk and compliance functions across banks.

Principal

About Arun Kamath

An accountant by training and an ex-banking regulator (~10 years with the Reserve bank of India in various regulatory and supervisory roles), Arun had spent the next two decades and more in two international banks in various country, regional and global Compliance roles. Until June 2018, he was in London and part of the Global Compliance Management of Deutsche Bank.

Insight Leads

Theresa
Karunakaran

She comes with a rich background in regulation and supervision in the Reserve Bank of India,  India’s Central Bank…

Artendu
Mund

He is a post-graduate in Economics and Master of Business Administration has over 35 years of banking experience…

Chandramoorthy Thirukannapiran

He is a passionate international Human Resources executive with 20+ years’ experience, supported…

Our Partners

KGiSL is global IT services, consulting, & business solutions organization and a leader in Fintech solutions, partnering with some of the largest organization in their transformation journeys for over 25 years.

Scymes is a technology services, business, & knowledge processing outsourcing company providing end to end, value-added outsourcing solutions to Banks, NBFIs, IT majors & provides turnkey solutions across several domains.

IntelleWings offers the most innovative and intuitive tools to simplify Sanctions & Anti Money Laundering Compliance for eCommerce & BFSI, fully harnessing the power of AI & machine learning.

Our Book of Work

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